Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL Service code 27 1300 THAMES STREET WHARF · BALTIMORE, MD 21231 | Advisory (Plan) | $25,571 |
THE VANGUARD GROUP, INC.4 years Service code 15 · EIN 23-1945930 | Recordkeeping | $2,864 |
11 funds of $250K or more; 22 lines in all, holding $9.0M of the plan's $9.0M. From the 2025 filing. Recordkeeper: Vanguard.
Target-date series: American Funds Target Date, mutual fund, 15% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $1.3M | 15.0% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Mutual fund | $1.2M | 13.1% |
| Massachusetts Investors Growth Stock Fund R6 MFS (Sun Life) · Mutual fund | $1.0M | 11.7% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market Recordkeeper's own fund | $908K | 10.1% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund | $796K | 8.9% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $568K | 6.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $528K | 5.9% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $500K | 5.6% |
| Janus Henderson European Focus Fund Class I Janus Henderson · Mutual fund | $448K | 5.0% |
| Fidelity Adv Intl Cap Appr I Fidelity (FMR) · Mutual fund | $382K | 4.3% |
Added 9 funds, dropped 3 funds.
| Fund | Year-end value |
|---|---|
| DroppedAmerican Funds | $2.2M |
| DroppedVanguard | $1.4M |
| AddedAmerican Funds 2055 Target Date Retirement Fund Class R-6 | $1.3M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.