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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $93,160 |
Filed as: KESTRA ADVISORY SVCS LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $17,500 |
Service code 49 · EIN 74-2794194 | Other Services | $10,360 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,315 | $65,592-30.9% | $90,161-49.7% | $69,631-34.9% |
| Participation rate | 90.6% | 77.6%+13.0pp | 76.9%+13.7pp | 70.7%+19.9pp |
| Annual return | 33.15% | 57.10%-23.9pp | 34.89%-1.7pp | 27571.02%-27537.9pp |
| Employer contribution / active EE | $2,235 | $2,193+1.9% | $3,318-32.6% | $2,032+10.0% |
| Participant deferral / active EE | $6,617 | $5,257+25.9% | $5,287+25.1% | $3,224+105.3% |
| Admin fee / account holder | $147 | $86+71.5% | $5,943-97.5% | $110+33.0% |