Filed January 21, 2022
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $203,853 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $80,944 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,634 | $111,608-7.1% | $177,821-41.7% | $73,409+41.2% |
| Participation rate | 95.3% | 87.9%+7.4pp | 87.7%+7.6pp | 72.2%+23.1pp |
| Annual return | 24.09% | 18.23%+5.9pp | 48.32%-24.2pp | 59.29%-35.2pp |
| Employer contribution / active EE | $1,835 | $3,796-51.7% | $5,918-69.0% | $2,234-17.9% |
| Participant deferral / active EE | $10,128 | $6,199+63.4% | $7,714+31.3% | $3,805+166.2% |
| Admin fee / account holder | $332 | $166+100.5% | $12,427-97.3% | $158+110.3% |