Filed January 21, 2022
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $182,518 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $70,194 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,920 | $88,515-6.3% | $162,163-48.9% | $67,579+22.7% |
| Participation rate | 91.7% | 86.8%+4.9pp | 87.6%+4.2pp | 71.3%+20.4pp |
| Annual return | 27.41% | 27.04%+0.4pp | 115.59%-88.2pp | 378.56%-351.1pp |
| Employer contribution / active EE | $4,469 | $3,563+25.4% | $5,614-20.4% | $2,148+108.1% |
| Participant deferral / active EE | $9,408 | $5,724+64.4% | $7,298+28.9% | $3,539+165.8% |
| Admin fee / account holder | $326 | $124+163.5% | $10,843-97.0% | $142+129.1% |