Filed December 18, 2015
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 13 · EIN 06-1050034 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Contract Administrator | $384,262 |
LPL FINANCIAL4 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 95-2834236 | Advisory (Plan) | $50,000 |
MMA SECURITIES LLC1 year Service code 27 · EIN 22-3570392 | Advisory (Plan) | $50,000 |
LPL FINANCIAL4 years Filed as: LPL FINANCIAL, LLC Service code 26 · EIN 04-3046611 | Advisory (Participants) | $6,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,485 | $104,544+25.8% | $96,564+36.2% | $80,187+64.0% |
| Participation rate | 97.5% | 86.4%+11.1pp | 76.0%+21.5pp | 72.9%+24.6pp |
| Annual return | 15.70% | 21.79%-6.1pp | 25.89%-10.2pp | 40.40%-24.7pp |
| Employer contribution / active EE | $5,389 | $3,527+52.8% | $2,967+81.6% | $2,980+80.9% |
| Participant deferral / active EE | $11,121 | $6,170+80.2% | $4,852+129.2% | $5,016+121.7% |
| Admin fee / account holder | $57 | $107-46.3% | $8,256-99.3% | $145-60.5% |