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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: KMS FINANCIAL SERVICES INC Service code 26 · EIN 91-0850651 | Advisory (Participants) | $31,991 |
Filed as: ALERA INVESTMENT ADVISORS Service code 26 · EIN 82-1301707 | Advisory (Participants) | $2,439 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $750 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,896 | $47,977-10.6% | $154,111-72.2% | $56,287-23.8% |
| Participation rate | 91.5% | 66.2%+25.3pp | 83.0%+8.4pp | 69.9%+21.6pp |
| Annual return | -7.27% | 3.54%-10.8pp | 735.18%-742.5pp | -9.96%+2.7pp |
| Employer contribution / active EE | $5,670 | $2,169+161.4% | $5,298+7.0% | $2,111+168.6% |
| Participant deferral / active EE | $6,743 | $2,392+181.9% | $5,081+32.7% | $3,350+101.3% |
| Admin fee / account holder | $541 | $438+23.4% | $13,411-96.0% | $521+3.8% |