Filed November 7, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $46,612 |
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $29,293 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,700 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,501 | $60,545+29.7% | $92,233-14.9% | $69,631+12.7% |
| Participation rate | 62.6% | 72.2%-9.5pp | 76.5%-13.9pp | 70.7%-8.1pp |
| Annual return | 96.05% | 19.71%+76.3pp | 176.28%-80.2pp | 27571.02%-27475.0pp |
| Employer contribution / active EE | $1,027 | $2,633-61.0% | $3,679-72.1% | $2,032-49.5% |
| Participant deferral / active EE | $2,816 | $2,828-0.4% | $3,897-27.7% | $3,224-12.6% |
| Admin fee / account holder | $8 | $145-94.2% | $5,194-99.8% | $110-92.4% |