Filed November 7, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $42,814 |
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $15,743 |
MUELLER PROST1 year Service code 10 · EIN 43-1594752 | Accounting | $6,926 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $6,711 |
OGLETREE DEAKINS1 year Filed as: OGLETREE DEAKINS NASH SMOAK AND STE Service code 29 · EIN 57-1044820 | Legal | $6,486 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,888 | $57,921+32.7% | $84,753-9.3% | $57,658+33.4% |
| Participation rate | 58.5% | 72.9%-14.4pp | 76.6%-18.1pp | 70.2%-11.7pp |
| Annual return | 9.75% | 10.24%-0.5pp | 22.78%-13.0pp | 5.13%+4.6pp |
| Employer contribution / active EE | $1,233 | $2,598-52.6% | $3,574-65.5% | $1,974-37.5% |
| Participant deferral / active EE | $3,434 | $2,742+25.2% | $3,712-7.5% | $3,061+12.2% |
| Admin fee / account holder | $14 | $130-89.4% | $5,333-99.7% | $95-85.4% |