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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $52,411 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES & ASSOC. Service code 16 | Consulting | $32,867 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES & ASSOC Service code 16 880 CARILLON PARKWAY · ST PETERSBURG, FL 33733 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,597 | $31,810-47.8% | $64,105-74.1% | $59,188-72.0% |
| Participation rate | 26.0% | 57.7%-31.7pp | 68.2%-42.2pp | 69.4%-43.4pp |
| Annual return | -1.68% | 9.41%-11.1pp | 791.24%-792.9pp | 5.51%-7.2pp |
| Employer contribution / active EE | $287 | $659-56.4% | $1,820-84.2% | $2,098-86.3% |
| Participant deferral / active EE | $1,097 | $1,582-30.7% | $2,822-61.1% | $3,265-66.4% |
| Admin fee / account holder | $110 | $57+93.5% | $4,499-97.6% | $92+19.4% |