Filed November 2, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS C Service code 15 · EIN 13-3689044 | Recordkeeping | $65,560 |
Filed as: RAYMOND JAMES FINANCIAL SERVICES, I Service code 22 · EIN 59-1199408 | Insurance Broker | $45,309 |
ASCENSUS LLC1 year Filed as: DWC ERISA CONSULTANTS, LLC Service code 15 · EIN 26-2091417 | Recordkeeping | $7,200 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,672 | $35,366-61.3% | $90,655-84.9% | $75,289-81.8% |
| Participation rate | 33.4% | 57.3%-23.9pp | 74.0%-40.6pp | 72.4%-39.0pp |
| Annual return | -1.78% | -2.19%+0.4pp | 1.89%-3.7pp | -0.04%-1.7pp |
| Employer contribution / active EE | $602 | $916-34.2% | $2,532-76.2% | $2,405-75.0% |
| Participant deferral / active EE | $1,070 | $1,998-46.4% | $3,425-68.7% | $3,739-71.4% |
| Admin fee / account holder | $61 | $59+3.2% | $4,994-98.8% | $102-40.4% |