Filed November 2, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS C Service code 15 · EIN 13-3689044 | Recordkeeping | $43,131 |
Filed as: RAYMOND JAMES FINANCIAL SERVICES, I Service code 22 · EIN 59-1199408 | Insurance Broker | $26,452 |
HCS RETIREMENT SERVICES, LLC3+ years Service code 15 · EIN 20-1684241 | Recordkeeping | $5,275 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,234 | $37,245-59.1% | $94,993-84.0% | $77,958-80.5% |
| Participation rate | 41.6% | 56.5%-14.9pp | 73.9%-32.3pp | 71.6%-30.1pp |
| Annual return | 46.45% | 22.72%+23.7pp | 27.14%+19.3pp | 20.87%+25.6pp |
| Employer contribution / active EE | $1,007 | $894+12.6% | $2,603-61.3% | $2,310-56.4% |
| Participant deferral / active EE | $1,347 | $1,828-26.3% | $3,317-59.4% | $3,537-61.9% |
| Admin fee / account holder | $56 | $59-4.7% | $4,960-98.9% | $97-42.2% |