Filed March 3, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $160,563 |
AFS ADVISORS, LLC4+ years Filed as: AFS ADVISORS LLC Service code 28 · EIN 27-4398433 | Investment Management | $45,000 |
INVESCO1 year Filed as: INVESCO ADVISERS INC Service code 28 · EIN 58-1707262 | Investment Management | $31,362 |
WARREN AVERETT, LLC4+ years Filed as: WARREN AVERETT LLC Service code 10 · EIN 45-4084437 | Accounting | $14,250 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $8,342 |
Filed as: PACIFIC PORTFOLIO CONSULTING L Service code 28 · EIN 91-1577578 | Investment Management | $5,497 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,453 | $127,218-24.2% | $392,568-75.4% | $77,787+24.0% |
| Participation rate | 90.9% | 82.0%+8.9pp | 78.1%+12.8pp | 73.2%+17.7pp |
| Annual return | 20.47% | 25.27%-4.8pp | 24.42%-3.9pp | 32.57%-12.1pp |
| Employer contribution / active EE | $1,467 | $3,064-52.1% | $3,783-61.2% | $2,504-41.4% |
| Participant deferral / active EE | $4,578 | $4,820-5.0% | $5,985-23.5% | $3,967+15.4% |
| Admin fee / account holder | $146 | $89+63.8% | $6,260-97.7% | $100+45.7% |