Filed March 3, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $105,056 |
AFS ADVISORS, LLC1+ years Filed as: AFS ADVISORS LLC Service code 28 · EIN 27-4398433 | Investment Management | $45,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $14,829 |
WARREN AVERETT, LLC1+ years Filed as: WARREN AVERETT LLC Service code 10 · EIN 45-4084437 | Accounting | $12,500 |
INVESCO2+ years Filed as: IVZ INC Service code 28 · EIN 58-2287224 | Investment Management | $12,036 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,603 | $107,045-11.6% | $108,745-13.0% | $63,975+47.9% |
| Participation rate | 91.6% | 81.9%+9.7pp | 77.7%+14.0pp | 71.1%+20.5pp |
| Annual return | 5.94% | 18.14%-12.2pp | 46.22%-40.3pp | 48.65%-42.7pp |
| Employer contribution / active EE | $1,450 | $2,651-45.3% | $3,323-56.4% | $2,182-33.5% |
| Participant deferral / active EE | $4,572 | $4,292+6.5% | $5,121-10.7% | $3,356+36.2% |
| Admin fee / account holder | $71 | $67+6.1% | $6,144-98.8% | $70+1.1% |