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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK SECURITIES LLC Service code 55 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Commissions | $35,831 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,288 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,697 | $99,957-50.3% | $149,715-66.8% | $73,493-32.4% |
| Participation rate | 96.7% | 75.7%+21.0pp | 82.5%+14.2pp | 70.7%+26.0pp |
| Annual return | 16.21% | 53.87%-37.7pp | 276.66%-260.4pp | 28.51%-12.3pp |
| Employer contribution / active EE | $1,151 | $3,191-63.9% | $4,645-75.2% | $2,270-49.3% |
| Participant deferral / active EE | $11,069 | $6,073+82.3% | $6,842+61.8% | $3,740+196.0% |
| Admin fee / account holder | $11 | $551-98.0% | $9,310-99.9% | $513-97.9% |