Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $78,908 |
Service code 37 · EIN 04-2647786 | Loan Processing | $24,522 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,653 | $44,794-18.2% | $90,300-59.4% | $77,775-52.9% |
| Participation rate | 53.3% | 66.6%-13.2pp | 73.3%-19.9pp | 73.2%-19.9pp |
| Annual return | 28.20% | 28.23%0pp | 78.11%-49.9pp | 32.58%-4.4pp |
| Employer contribution / active EE | $10 | $1,809-99.4% | $2,854-99.6% | $2,504-99.6% |
| Participant deferral / active EE | $4,878 | $2,642+84.6% | $3,884+25.6% | $3,966+23.0% |
| Admin fee / account holder | $32 | $94-65.7% | $5,353-99.4% | $100-67.6% |