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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $63,597 |
Service code 37 · EIN 04-2647786 | Loan Processing | $30,317 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $11,380 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,884 | $43,999-43.4% | $79,464-68.7% | $55,725-55.3% |
| Participation rate | 59.5% | 66.9%-7.5pp | 73.3%-13.9pp | 70.9%-11.4pp |
| Annual return | -6.63% | 1.81%-8.4pp | 718.14%-724.8pp | 244.93%-251.6pp |
| Employer contribution / active EE | $10 | $1,830-99.5% | $2,800-99.7% | $2,078-99.5% |
| Participant deferral / active EE | $5,063 | $2,538+99.5% | $3,704+36.7% | $3,356+50.9% |
| Admin fee / account holder | $39 | $118-67.2% | $5,113-99.2% | $115-66.6% |