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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1+ years Filed as: MMC SECURITIES LLC Service code 55 1166 AVE OF THE AMERICAS 22ND FL · NEW YORK, NY 10036 | Other Commissions | $27,116 |
WELLSTAT MANAGEMENT COMPANY LLC1+ years Service code 99 930 CLOPPER RD · GAITHERSBURG, MD 20878 | Other Fees | $11,833 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,824 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $750 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,627 | $72,177+40.8% | $115,038-11.7% | $59,633+70.4% |
| Participation rate | 87.2% | 72.6%+14.7pp | 81.4%+5.9pp | 68.7%+18.6pp |
| Annual return | -0.03% | 12.02%-12.1pp | 26.14%-26.2pp | 2041.45%-2041.5pp |
| Employer contribution / active EE | $1,266 | $2,841-55.4% | $4,608-72.5% | $2,203-42.5% |
| Participant deferral / active EE | $9,092 | $4,783+90.1% | $6,026+50.9% | $3,192+184.9% |
| Admin fee / account holder | $173 | $4,927-96.5% | $8,175-97.9% | $4,297-96.0% |