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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $59,097 |
Service code 16 · EIN 26-0058143 | Consulting | $30,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,566 | $75,388-25.0% | $123,549-54.2% | $55,725+1.5% |
| Participation rate | 80.6% | 75.7%+4.9pp | 82.3%-1.7pp | 70.9%+9.7pp |
| Annual return | -4.16% | 4.48%-8.6pp | 119.20%-123.4pp | 244.93%-249.1pp |
| Employer contribution / active EE | $631 | $3,063-79.4% | $4,628-86.4% | $2,078-69.6% |
| Participant deferral / active EE | $5,516 | $5,651-2.4% | $6,426-14.2% | $3,356+64.4% |
| Admin fee / account holder | $131 | $120+9.7% | $9,284-98.6% | $115+14.1% |