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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $50,000 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,224 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,795 | $63,114+219.7% | $92,915+117.2% | $65,186+209.6% |
| Participation rate | 95.4% | 68.8%+26.7pp | 76.0%+19.4pp | 70.2%+25.2pp |
| Annual return | 29.00% | 28.75%+0.2pp | 109.45%-80.4pp | 29.39%-0.4pp |
| Employer contribution / active EE | $8,203 | $2,571+219.1% | $3,653+124.5% | $2,177+276.8% |
| Participant deferral / active EE | $7,272 | $3,108+134.0% | $4,238+71.6% | $3,514+106.9% |
| Admin fee / account holder | $323 | $624-48.1% | $5,796-94.4% | $847-61.8% |