Filed July 16, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL8 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $101,894 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $66,282 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,221 | $98,727+18.7% | $113,168+3.6% | $85,563+37.0% |
| Participation rate | 96.2% | 80.8%+15.4pp | 76.6%+19.6pp | 66.0%+30.2pp |
| Annual return | 9.28% | 17.43%-8.2pp | 24.27%-15.0pp | 31.51%-22.2pp |
| Employer contribution / active EE | $3,421 | $2,907+17.7% | $2,975+15.0% | $2,654+28.9% |
| Participant deferral / active EE | $5,075 | $5,424-6.4% | $5,107-0.6% | $4,375+16.0% |
| Admin fee / account holder | $207 | $357-41.9% | $12,068-98.3% | $834-75.2% |