Filed April 8, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Direct payment... | $112,181 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $44,575 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,940 | $37,196+23.5% | $154,107-70.2% | $55,725-17.6% |
| Participation rate | 92.9% | 64.1%+28.8pp | 83.0%+9.8pp | 70.9%+22.0pp |
| Annual return | -5.21% | 1319.68%-1324.9pp | 735.12%-740.3pp | 244.93%-250.1pp |
| Employer contribution / active EE | $2,534 | $1,614+57.0% | $5,298-52.2% | $2,078+22.0% |
| Participant deferral / active EE | $1,898 | $2,068-8.2% | $5,081-62.6% | $3,356-43.4% |
| Admin fee / account holder | $503 | $102+395.4% | $13,411-96.2% | $115+337.0% |