Filed December 1, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY9+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $134,188 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: J P MORGAN SECURITIES LLC Service code 27 · EIN 13-4110995 | Advisory (Plan) | $45,364 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,370 | $47,126-1.6% | $149,673-69.0% | $74,419-37.7% |
| Participation rate | 94.0% | 63.4%+30.6pp | 78.8%+15.2pp | 70.7%+23.2pp |
| Annual return | 16.47% | 22.75%-6.3pp | 134.42%-117.9pp | 34.38%-17.9pp |
| Employer contribution / active EE | $2,007 | $1,905+5.3% | $4,818-58.3% | $2,637-23.9% |
| Participant deferral / active EE | $4,779 | $2,728+75.2% | $5,680-15.9% | $4,528+5.5% |
| Admin fee / account holder | $338 | $343-1.3% | $13,210-97.4% | $348-2.8% |