Filed December 1, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $154,302 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: J.P. MORGAN SECURITIES LLC Service code 27 · EIN 13-4110995 | Advisory (Plan) | $51,658 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,409 | $56,485-10.8% | $185,823-72.9% | $86,799-41.9% |
| Participation rate | 97.9% | 65.5%+32.5pp | 81.7%+16.2pp | 72.3%+25.7pp |
| Annual return | 13.12% | 118.04%-104.9pp | 122.05%-108.9pp | 97.91%-84.8pp |
| Employer contribution / active EE | $1,789 | $1,843-2.9% | $5,167-65.4% | $2,405-25.6% |
| Participant deferral / active EE | $4,096 | $2,553+60.4% | $5,568-26.4% | $4,131-0.9% |
| Admin fee / account holder | $371 | $150+148.1% | $16,237-97.7% | $170+118.9% |