Filed June 26, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES LLC DB Service code 27 29 SAWYER RD · WALTHAM, MA 024533483 | Advisory (Plan) | $40,349 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $38,934 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,925 | $52,293-33.2% | $178,503-80.4% | $73,412-52.4% |
| Participation rate | 98.7% | 65.3%+33.3pp | 81.9%+16.7pp | 72.2%+26.5pp |
| Annual return | 11.42% | 34.75%-23.3pp | 151.12%-139.7pp | 59.30%-47.9pp |
| Employer contribution / active EE | $2,710 | $1,736+56.1% | $5,011-45.9% | $2,234+21.3% |
| Participant deferral / active EE | $3,538 | $2,333+51.6% | $5,202-32.0% | $3,806-7.0% |
| Admin fee / account holder | $159 | $127+24.8% | $13,987-98.9% | $158+0.6% |