Filed June 26, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES LLC DB Service code 27 29 SAWYER RD · WALTHAM, MA 024533483 | Advisory (Plan) | $36,738 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $34,553 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,696 | $62,928-48.0% | $172,752-81.1% | $67,579-51.6% |
| Participation rate | 94.1% | 64.5%+29.6pp | 82.6%+11.4pp | 71.3%+22.8pp |
| Annual return | 21.70% | 30.36%-8.7pp | 802.97%-781.3pp | 378.56%-356.9pp |
| Employer contribution / active EE | $2,143 | $1,636+31.0% | $5,144-58.3% | $2,148-0.2% |
| Participant deferral / active EE | $2,796 | $2,145+30.4% | $5,198-46.2% | $3,539-21.0% |
| Admin fee / account holder | $151 | $167-9.2% | $13,955-98.9% | $142+6.4% |