Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 26-2235829 | Advisory (Plan) | $56,385 |
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $15,405 |
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $2,364 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,629 | $50,385+91.8% | $75,501+28.0% | $62,293+55.1% |
| Participation rate | 95.8% | 67.7%+28.1pp | 72.4%+23.5pp | 69.5%+26.3pp |
| Annual return | 11.11% | 19.90%-8.8pp | 27.35%-16.2pp | 28.90%-17.8pp |
| Employer contribution / active EE | $440 | $1,537-71.4% | $2,352-81.3% | $2,042-78.5% |
| Participant deferral / active EE | $2,687 | $2,445+9.9% | $3,142-14.5% | $3,169-15.2% |
| Admin fee / account holder | $357 | $384-7.2% | $5,801-93.9% | $479-25.6% |