Filed April 1, 2020 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FIDUCIARY INVESTMENT ADVISORS2+ years Filed as: FIDUCIARY VEST, LLC Service code 28 · EIN 20-2217636 | Investment Management | $56,952 |
Filed as: MCCONNELL & JONES LLP Service code 10 · EIN 76-0488832 | Accounting | $14,100 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $11,114 |
SMITH & DOWNEY1 year Service code 29 · EIN 52-1839270 | Legal | $7,739 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,168 | $80,211+36.1% | $74,184+47.2% | $63,975+70.6% |
| Participation rate | 93.2% | 84.2%+9.0pp | 76.6%+16.5pp | 71.1%+22.0pp |
| Annual return | 9.65% | 14.13%-4.5pp | 17.74%-8.1pp | 48.65%-39.0pp |
| Employer contribution / active EE | $3,093 | $2,553+21.1% | $2,370+30.5% | $2,182+41.8% |
| Participant deferral / active EE | $10,740 | $4,370+145.8% | $3,550+202.6% | $3,356+220.0% |
| Admin fee / account holder | $34 | $67-49.2% | $5,586-99.4% | $70-51.5% |