Retirement plan

EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP PLAN

Name: EMERALD ASSET MANAGEMENT, INC. - EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP PLAN (2017) Form 5500
Creator: EMERALD ASSET MANAGEMENT, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP PLAN, EMERALD ASSET MANAGEMENT, INC.

EMERALD ASSET MANAGEMENT, INC.EIN 23-2650313Plan #002PY 2017

3175 OREGON PIKE - LEOLA, PA 17540717-556-8900LinkedIn11-50 employeesinvestment management

Other plans on this EIN

1 filing

#001Retirement-$7.4M assets

Prospect flagsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$44.7M

+32.9% from 2016

Total participants

-2.0% from 2016

Average account balance

$972,197

+32.9% from 2016

Annual return

31.54%

+10.77 pp from 2016

Benchmarks

See 7,574 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort7,574 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$37.25M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$776K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$886K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$25K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.95%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$22611

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2I2P2Q3I

Plan features

2I
Stock bonus
Stock bonus plan.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
3I
Employer securities investment required
Plan requiring that all or part of employer contributions be invested and held at least for a limited period in employer securities.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$276K

$6572 / participant

Other / not subdivided$276K100.0%

% of EOY assets

0.617%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$972,197

$100,060+871.6%

$149,721+549.3%

$70,126+1286.4%

Participation rate

95.2%

83.6%+11.7pp

87.1%+8.2pp

69.5%+25.7pp

Annual return

31.54%

27.46%+4.1pp

1501.67%-1470.1pp

73.15%-41.6pp

Employer contribution / active EE

$11,701

$3,661+219.6%

$5,444+114.9%

$2,343+399.5%

Participant deferral / active EE

$4,982-100.0%

$6,568-100.0%

$3,332-100.0%

Admin fee / account holder

$6,001

$8,285-27.6%

$11,282-46.8%

$4,645+29.2%

EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion