Filings through .
Filed July 6, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE CO OF AME Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $91,278 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC 59-3779311 Service code 55 | Other Commissions | $71,914 |
LFA LIMITED LIABILITY CO6 years Filed as: LFA LIMITED LIABILITY CO 35-2111013 Service code 55 | Other Commissions | $9,700 |
LFA LIMITED LIABILITY CO8 years Service code 55 · EIN 35-2111013 1300 S CLINTON ST · FORT WAYNE, IN 468023506 | Other Commissions | $0 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 59-3779311 PO BOX 509026 · SAN DIEGO, CA 921509026 | Other Commissions | $0 |
21 funds of $250K or more; 20 lines in all, holding $27.2M of the plan's $27.8M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 43% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $11.6M | 42.7% |
| MM S&P 500 Index Fund MassMutual · Mutual fund Index | $3.0M | 11.0% |
| Growth Fund OF America Capital Group · Mutual fund | $2.5M | 9.0% |
| MassMutual Sagic Diversified I Fund ^ MassMutual · Mutual fund | $1.9M | 7.0% |
| American Balanced Fund Capital Group · Mutual fund | $1.5M | 5.5% |
| Eupac Fund Capital Group · Mutual fund | $1.2M | 4.4% |
| JPMorgan U.S. Value Fund JPMorgan · Mutual fund | $902K | 3.3% |
| Ultra Fund American Century · Mutual fund | $771K | 2.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $641K | 2.4% |
| American Funds Capital Group · Mutual fund | $619K | 2.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.