Filed May 6, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $11,820 |
RAINER & COMPANY6+ years Service code 10 · EIN 23-2183936 | Accounting | $11,000 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $4,473 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,323 | $59,263+57.5% | $96,562-3.4% | $79,386+17.6% |
| Participation rate | 36.8% | 61.9%-25.1pp | 69.8%-33.0pp | 70.7%-33.9pp |
| Annual return | 12.17% | 27.07%-14.9pp | 37.78%-25.6pp | 116.85%-104.7pp |
| Employer contribution / active EE | $299 | $1,216-75.4% | $2,356-87.3% | $2,427-87.7% |
| Participant deferral / active EE | $2,173 | $2,948-26.3% | $3,849-43.5% | $4,046-46.3% |
| Admin fee / account holder | $271 | $658-58.8% | $6,181-95.6% | $626-56.7% |