Filed May 6, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RAINER & COMPANY4+ years Service code 10 · EIN 23-2183936 | Accounting | $11,000 |
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 55 · EIN 23-2384840 | Other Commissions | $9,383 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $3,710 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,277 | $49,138+20.6% | $84,015-29.4% | $65,185-9.1% |
| Participation rate | 38.0% | 60.7%-22.7pp | 69.0%-31.0pp | 70.2%-32.2pp |
| Annual return | 21.87% | 23.00%-1.1pp | 71.31%-49.4pp | 29.38%-7.5pp |
| Employer contribution / active EE | $227 | $914-75.2% | $1,983-88.6% | $2,177-89.6% |
| Participant deferral / active EE | $1,710 | $2,397-28.7% | $3,239-47.2% | $3,514-51.3% |
| Admin fee / account holder | $230 | $543-57.7% | $6,101-96.2% | $847-72.9% |