Filed February 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $42,227 |
CHARLES SCHWAB & CO., INC.10+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.9 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $272,985 | $122,186+123.4% | $146,958+85.8% | $199,593+36.8% |
| Participation rate | 86.6% | 78.3%+8.3pp | 82.2%+4.5pp | 72.0%+14.6pp |
| Annual return | 13.65% | 30.56%-16.9pp | 418.34%-404.7pp | 34.25%-20.6pp |
| Employer contribution / active EE | $1,461 | $4,093-64.3% | $4,933-70.4% | $3,034-51.8% |
| Participant deferral / active EE | $11,842 | $8,502+39.3% | $8,070+46.7% | $5,087+132.8% |
| Admin fee / account holder | $28 | $179-84.4% | $12,998-99.8% | $269-89.6% |