Filed March 13, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERIC RETIREMENT SOLUTIONS Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $194,128 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $155,691 |
ZOOK DINON PA5+ years Service code 10 · EIN 22-2746484 | Accounting | $12,017 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $11,288 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Service code 12 | Recordkeeping fees; Recordkeeping and... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,908 | $32,762-14.8% | $84,611-67.0% | $89,569-68.8% |
| Participation rate | 22.8% | 34.6%-11.8pp | 68.2%-45.4pp | 69.6%-46.7pp |
| Annual return | 27.11% | 28.37%-1.3pp | 258.74%-231.6pp | 34.56%-7.4pp |
| Employer contribution / active EE | $222 | $564-60.7% | $2,652-91.6% | $2,584-91.4% |
| Participant deferral / active EE | $736 | $1,501-51.0% | $3,899-81.1% | $4,220-82.6% |
| Admin fee / account holder | $61 | $82-25.7% | $4,912-98.8% | $72-14.5% |