Filed March 13, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $298,249 |
Filed as: PORTFOLIO EVALUATIONS INC. Service code 10 · EIN 22-3189064 | Accounting | $20,000 |
ZOOK DINON PA2+ years Service code 10 · EIN 22-2746484 | Accounting | $10,626 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,634 | $26,033-20.7% | $74,583-72.3% | $329,111-93.7% |
| Participation rate | 20.6% | 26.0%-5.4pp | 68.1%-47.5pp | 67.9%-47.3pp |
| Annual return | 12.14% | 33.64%-21.5pp | 20.47%-8.3pp | 16.35%-4.2pp |
| Employer contribution / active EE | $127 | $317-60.0% | $2,525-95.0% | $2,303-94.5% |
| Participant deferral / active EE | $464 | $825-43.8% | $3,458-86.6% | $3,682-87.4% |
| Admin fee / account holder | $64 | $62+1.8% | $4,138-98.5% | $754-91.6% |