Filed December 27, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS. CO. OF AMERICA Service code 64 8525 EASY ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $641,805 |
SEI INVESTMENTS9+ years Filed as: SEI INVESTMENTS MANAGEMENT CORP Service code 27 · EIN 04-2452803 1 FREEDOM VALLEY DRIVE · OAKS, PA 19456 | Advisory (Plan) | $44,015 |
BAKER TILLY US, LLP4 years Service code 10 · EIN 39-0859910 99 WOOD AVENUE SOUTH · ISELIN, NJ 08830 | Accounting | $19,224 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE, INCE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $200 |
OPEN TEXT9+ years Filed as: OPEN BROKERAGE WINDOW Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,167 | $59,339+13.2% | $149,673-55.1% | $103,482-35.1% |
| Participation rate | 60.4% | 70.2%-9.8pp | 78.8%-18.4pp | 73.3%-12.9pp |
| Annual return | 22.58% | 77.78%-55.2pp | 134.42%-111.8pp | 33.11%-10.5pp |
| Employer contribution / active EE | $624 | $2,178-71.4% | $4,818-87.1% | $3,208-80.6% |
| Participant deferral / active EE | $4,825 | $3,716+29.8% | $5,680-15.1% | $5,207-7.3% |
| Admin fee / account holder | $126 | $103+22.0% | $13,210-99.0% | $114+10.2% |