Filed December 27, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS. CO. OF AMERICA Service code 64 8525 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $279,924 |
BAKER TILLY US, LLP3 years Service code 10 99 WOOD AVENUE SOUTH · ISELIN, NJ 08830 | Accounting | $19,456 |
DRINKER BIDDLE & REATH LLP6 years Service code 29 ONE LOGAN SQUARE · PHILADELPHIA, PA 19103 | Legal | $4,193 |
TD AMERITRADE, INC.8+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $900 |
OPEN TEXT8+ years Filed as: OPEN BROKERAGE WINDOW Service code 33 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,143 | $52,346+11.1% | $143,757-59.6% | $78,044-25.5% |
| Participation rate | 62.4% | 72.7%-10.3pp | 80.3%-17.9pp | 74.4%-12.0pp |
| Annual return | -17.12% | -14.19%-2.9pp | -0.04%-17.1pp | 10.87%-28.0pp |
| Employer contribution / active EE | $598 | $2,131-71.9% | $4,951-87.9% | $3,125-80.9% |
| Participant deferral / active EE | $4,607 | $3,800+21.2% | $5,637-18.3% | $5,084-9.4% |
| Admin fee / account holder | $61 | $63-3.4% | $14,673-99.6% | $79-22.4% |