Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC2 years Service code 15 · EIN 82-1061233 | Recordkeeping | $5,228,380 |
PRICEWATERHOUSECOOPERS LLP2 years Filed as: PRICEWATERHOUSE COOPERS LLC Service code 10 · EIN 13-4008324 | Accounting | $329,667 |
NOKIA OF AMERICA CORPORATION2 years Service code 35 · EIN 22-3408857 | Non-monetary compensation; Direct pay... | $303,972 |
AON CONSULTING4+ years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $281,709 |
SEYFARTH SHAW LLP4+ years Filed as: SEYFARTH SHAW Service code 29 · EIN 36-2152202 | Legal | $89,229 |
CANDID LITHO4+ years Service code 36 · EIN 13-3574319 | Copying and duplicating; Direct payme... | $33,858 |
ARMANINO LLP1 year Filed as: ARMANINO Service code 10 · EIN 94-6214841 | Accounting | $33,390 |
UNIVERSAL MAILING SERVICE4+ years Service code 38 · EIN 22-2381663 | Participant Communication | $32,341 |
BROAD DATA SYSTEMS INC1 year Service code 50 · EIN 22-1990596 | Direct Payment | $19,902 |
MITCHELL LAW GROUP1 year Service code 29 · EIN 59-3063071 | Legal | $12,500 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ALIGHT SOLUTIONS | RECORDKEEPER INELIGIBLE EXPENSES | — | $4K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $157,466-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 11.9%-11.9pp | 0.0%0pp |
| Annual return | -1.49% | 73.13%-74.6pp | 12.68%-14.2pp | 73.13%-74.6pp |
| Employer contribution / active EE | $0 | $8,421-100.0% | $22,860-100.0% | $8,421-100.0% |
| Participant deferral / active EE | $0 | $293-100.0% | $123-100.0% | $293-100.0% |
| Admin fee / account holder | $0 | $0 | $2,825-100.0% | - |