Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
HEWITT ASSOCIATES LLC2+ years Service code 15 · EIN 36-2235791 | Recordkeeping | $5,653,639 |
ALCATEL-LUCENT USA INC.2+ years Service code 35 · EIN 22-3408857 | Employee (plan sponsor); Non-monetary... | $361,417 |
ERNST & YOUNG LLP2+ years Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $355,342 |
SEYFARTH SHAW LLP2+ years Filed as: SEYFARTH SHAW Service code 29 · EIN 36-2152202 | Legal | $275,552 |
AON CONSULTING2+ years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $250,800 |
CANDID LITHO2+ years Service code 36 · EIN 13-3574319 | Direct payment from the plan; Copying... | $29,687 |
UNIVERSAL MAILING SERVICE2+ years Service code 38 · EIN 22-2381663 | Participant Communication | $27,910 |
TAB1 year Filed as: TAB GROUP Service code 50 · EIN 22-3468457 | Direct Payment | $17,049 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ALCATEL-LUCENT USA INC. | PLAN SPONSOR INELIGIBLE BENEFIT PAYMENTS | — | $13K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,821-100.0% | $151,941-100.0% | $57,821-100.0% |
| Participation rate | 0.0% | 5.5%-5.5pp | 10.6%-10.6pp | 5.5%-5.5pp |
| Annual return | 8.58% | 5.86%+2.7pp | 5.44%+3.1pp | 5.86%+2.7pp |
| Employer contribution / active EE | $0 | $10,137-100.0% | $25,481-100.0% | $10,137-100.0% |
| Participant deferral / active EE | $0 | $492-100.0% | $65-100.0% | $492-100.0% |
| Admin fee / account holder | $0 | $387-100.0% | $11,765-100.0% | $387-100.0% |