Filed February 6, 2015
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT5+ years Filed as: RBC CAPITAL MARKETS LLC Service code 53 · EIN 41-1416330 | Insurance Commissions | $39,614 |
Service code 49 · EIN 04-1590850 | Other Services | $4,338 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
DWS FUNDS2 years Service code 52 · EIN 13-2661231 | Indirect Investment Fees | $0 |
FEDERATED3 years Service code 52 · EIN 25-6343882 | Indirect Investment Fees | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-2778698 | Indirect Investment Fees | $0 |
IVY FUNDS3 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 13-3963293 | Indirect Investment Fees | $0 |
LORD ABBETT3 years Service code 52 · EIN 13-3731507 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT3 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,239 | $62,928+2.1% | $172,755-62.8% | $67,579-4.9% |
| Participation rate | 63.7% | 64.5%-0.8pp | 82.6%-18.9pp | 71.3%-7.6pp |
| Annual return | 25.37% | 30.36%-5.0pp | 802.94%-777.6pp | 378.56%-353.2pp |
| Employer contribution / active EE | $1,551 | $1,636-5.2% | $5,144-69.8% | $2,148-27.8% |
| Participant deferral / active EE | $3,812 | $2,145+77.7% | $5,198-26.7% | $3,539+7.7% |
| Admin fee / account holder | $15 | $167-91.3% | $13,955-99.9% | $142-89.8% |