Filed February 6, 2015
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT4+ years Filed as: RBC CAPITAL MARKETS LLC Service code 53 · EIN 41-1416330 | Insurance Commissions | $35,881 |
Service code 49 · EIN 04-1590850 | Other Services | $4,842 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
DWS FUNDS1 year Service code 52 · EIN 13-2661231 | Indirect Investment Fees | $0 |
FEDERATED2 years Service code 52 · EIN 25-6343882 | Indirect Investment Fees | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-2778698 | Indirect Investment Fees | $0 |
IVY FUNDS2 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 13-3963293 | Indirect Investment Fees | $0 |
LORD ABBETT2 years Service code 52 · EIN 13-3731507 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT2 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,091 | $37,196+40.0% | $154,111-66.2% | $55,725-6.5% |
| Participation rate | 64.4% | 64.1%+0.3pp | 83.0%-18.7pp | 70.9%-6.5pp |
| Annual return | -5.23% | 1319.68%-1324.9pp | 735.18%-740.4pp | 244.93%-250.2pp |
| Employer contribution / active EE | $1,456 | $1,614-9.8% | $5,298-72.5% | $2,078-30.0% |
| Participant deferral / active EE | $3,611 | $2,068+74.6% | $5,081-28.9% | $3,356+7.6% |
| Admin fee / account holder | $17 | $102-82.9% | $13,411-99.9% | $115-84.9% |