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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $231,452 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,322 | $64,311-3.1% | $110,243-43.5% | $75,289-17.2% |
| Participation rate | 93.7% | 79.3%+14.5pp | 79.8%+13.9pp | 72.4%+21.3pp |
| Annual return | -6.22% | -1.74%-4.5pp | 314.76%-321.0pp | -0.04%-6.2pp |
| Employer contribution / active EE | $4,271 | $2,404+77.7% | $3,827+11.6% | $2,405+77.6% |
| Participant deferral / active EE | $6,894 | $3,892+77.1% | $4,672+47.5% | $3,739+84.4% |
| Admin fee / account holder | $137 | $88+56.8% | $8,548-98.4% | $102+34.3% |