Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL NICOLAS & COMPANY Service code 27 · EIN 43-1273600 | Advisory (Plan) | $136,019 |
AON CONSULTING1 year Filed as: AON INVESTMENTS USA, INC. Service code 27 · EIN 36-3051915 | Advisory (Plan) | $31,875 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $24,661 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $14,960 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $212,765 | $114,195+86.3% | $106,548+99.7% | $93,030+128.7% |
| Participation rate | 100.0% | 86.4%+13.6pp | 76.1%+23.9pp | 73.9%+26.1pp |
| Annual return | 12.38% | 22.18%-9.8pp | 26.80%-14.4pp | 158.70%-146.3pp |
| Employer contribution / active EE | $8,047 | $4,009+100.7% | $2,819+185.5% | $2,706+197.4% |
| Participant deferral / active EE | $11,683 | $5,908+97.7% | $4,398+165.6% | $4,562+156.1% |
| Admin fee / account holder | $104 | $105-0.4% | $7,407-98.6% | $152-31.2% |