Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL FINANCIAL CORPORATION Service code 27 · EIN 43-1273600 | Advisory (Plan) | $182,394 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $23,911 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $12,788 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $161,006 | $96,403+67.0% | $93,606+72.0% | $77,787+107.0% |
| Participation rate | 99.9% | 87.6%+12.2pp | 75.8%+24.0pp | 73.2%+26.6pp |
| Annual return | 24.01% | 39.36%-15.3pp | 32.76%-8.7pp | 32.57%-8.6pp |
| Employer contribution / active EE | $7,605 | $3,616+110.3% | $2,718+179.8% | $2,504+203.7% |
| Participant deferral / active EE | $10,725 | $5,341+100.8% | $4,069+163.6% | $3,967+170.3% |
| Admin fee / account holder | $102 | $90+14.2% | $7,888-98.7% | $100+2.1% |