Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL FINANCIAL CORPORATION Service code 27 · EIN 43-1273600 | Advisory (Plan) | $184,285 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $9,869 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,000 | $134,045+8.9% | $80,019+82.5% | $75,289+93.9% |
| Participation rate | 93.5% | 85.8%+7.7pp | 75.8%+17.7pp | 72.4%+21.1pp |
| Annual return | -7.01% | -0.56%-6.4pp | 11.22%-18.2pp | -0.04%-7.0pp |
| Employer contribution / active EE | $6,863 | $3,492+96.5% | $2,468+178.1% | $2,405+185.4% |
| Participant deferral / active EE | $9,690 | $4,976+94.7% | $3,686+162.9% | $3,739+159.2% |
| Admin fee / account holder | $96 | $124-22.6% | $6,521-98.5% | $102-6.3% |