Filed October 23, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $19,367 |
Service code 37 · EIN 04-2647786 | Loan Processing | $16,422 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,572 | $63,299+39.9% | $91,001-2.7% | $62,292+42.2% |
| Participation rate | 68.5% | 73.3%-4.8pp | 75.6%-7.1pp | 69.5%-1.1pp |
| Annual return | 17.49% | 20.99%-3.5pp | 4.60%+12.9pp | 28.90%-11.4pp |
| Employer contribution / active EE | $1,448 | $1,807-19.9% | $2,456-41.0% | $2,042-29.1% |
| Participant deferral / active EE | $3,150 | $2,943+7.0% | $3,547-11.2% | $3,169-0.6% |
| Admin fee / account holder | $354 | $468-24.2% | $5,417-93.5% | $479-26.1% |