Filed June 8, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Finders' ... | $740,966 |
SAGEVIEW ADVISORY GROUP, LLC6 years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $95,000 |
CARON & BLETZER, PLLC3 years Filed as: CARON & BLETZER, PPLC Service code 10 · EIN 04-3499945 | Accounting | $14,000 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,547 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,836 | $69,238+73.1% | $185,854-35.5% | $101,555+18.0% |
| Participation rate | 100.0% | 73.5%+26.5pp | 81.7%+18.3pp | 74.5%+25.5pp |
| Annual return | 14.58% | 21.26%-6.7pp | 122.12%-107.5pp | 21.00%-6.4pp |
| Employer contribution / active EE | $3,316 | $2,104+57.6% | $5,169-35.9% | $2,972+11.6% |
| Participant deferral / active EE | $5,935 | $3,764+57.7% | $5,569+6.6% | $4,874+21.8% |
| Admin fee / account holder | $94 | $66+41.4% | $16,246-99.4% | $139-32.8% |