Filed June 8, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $667,436 |
SAGEVIEW ADVISORY GROUP, LLC3 years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $87,000 |
BDO USA, LLP2 years Service code 10 · EIN 13-5381590 | Accounting | $39,237 |
DKC RETIREMENT ASSOC. LLC2 years Filed as: DKC RETIREMENT ASSOCIATES, LLC Service code 16 · EIN 04-1466133 | Consulting | $15,000 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,023 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,953 | $44,007+79.4% | $154,110-48.8% | $68,904+14.6% |
| Participation rate | 100.0% | 70.0%+30.0pp | 83.0%+17.0pp | 74.1%+25.9pp |
| Annual return | -1.61% | 8.15%-9.8pp | 735.22%-736.8pp | 1.07%-2.7pp |
| Employer contribution / active EE | $2,744 | $1,732+58.5% | $5,298-48.2% | $2,540+8.0% |
| Participant deferral / active EE | $4,541 | $2,813+61.4% | $5,081-10.6% | $4,015+13.1% |
| Admin fee / account holder | $87 | $65+33.8% | $13,412-99.4% | $71+21.5% |