Filed April 17, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 13 · EIN 22-1211670 | Contract Administrator | $191,894 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES INC. IS BILL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $67,000 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLEY VIRCHOW KRAUSE LLP Service code 10 · EIN 39-0859910 | Accounting | $18,775 |
Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,510 | $45,382+2.5% | $154,107-69.8% | $75,289-38.2% |
| Participation rate | 97.3% | 65.9%+31.4pp | 83.0%+14.3pp | 72.4%+24.9pp |
| Annual return | -4.70% | -0.47%-4.2pp | 735.12%-739.8pp | -0.04%-4.7pp |
| Employer contribution / active EE | $573 | $1,533-62.6% | $5,298-89.2% | $2,405-76.2% |
| Participant deferral / active EE | $4,224 | $2,384+77.2% | $5,081-16.9% | $3,739+13.0% |
| Admin fee / account holder | $334 | $89+273.5% | $13,411-97.5% | $102+226.1% |