Filed February 1, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC2+ years Filed as: NFP SECURITIES, INC. Service code 71 · EIN 13-4029115 1250 CAPITAL OF TEXAS HWY. S. · AUSTIN, TX 78746 | Brokerage Fees | $39,559 |
ASPIRE FINANCIAL SERVICES2+ years Filed as: ASPIRE FINANCIAL Service code 14 · EIN 27-1033755 4010 BOY SCOUT BLVD · TAMPA, FL 33607 | Plan Administrator | $8,074 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 46 PUBLIC SQUARE · WILKES-BARRE, PA 18701 | Accounting | $7,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,690 | $36,916+15.6% | $156,551-72.7% | $57,658-26.0% |
| Participation rate | 34.0% | 63.4%-29.4pp | 84.0%-50.0pp | 70.2%-36.2pp |
| Annual return | 7.09% | 12.38%-5.3pp | 32.23%-25.1pp | 5.13%+2.0pp |
| Employer contribution / active EE | $713 | $1,571-54.6% | $5,501-87.0% | $1,974-63.9% |
| Participant deferral / active EE | $1,314 | $1,926-31.8% | $4,871-73.0% | $3,061-57.1% |
| Admin fee / account holder | $369 | $82+347.5% | $13,028-97.2% | $95+290.5% |