Filed February 1, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 71 · EIN 13-4029115 1250 CAPITAL OF TEXAS HWY. S. · AUSTIN, TX 78746 | Brokerage Fees | $40,630 |
ASPIRE FINANCIAL SERVICES4+ years Filed as: ASPIRE FINANCIAL Service code 14 · EIN 27-1033755 4010 BOY SCOUT BLVD · TAMPA, FL 33607 | Plan Administrator | $7,986 |
NFP RETIREMENT INC2 years Filed as: NFP CORPORATE SERVICES (PA) Service code 13 · EIN 13-4096969 2600 KELLY ROAD · WARRINGTON, PA 18976 | Contract Administrator | $5,511 |
MATRIX TRUST COMPANY2 years Service code 17 · EIN 75-3182674 717 17TH STREET · DENVER, CO 80202 | Pension Consulting | $3,156 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,830 | $37,196+1.7% | $154,107-75.5% | $55,725-32.1% |
| Participation rate | 40.3% | 64.1%-23.8pp | 83.0%-42.8pp | 70.9%-30.6pp |
| Annual return | -6.76% | 1319.68%-1326.4pp | 735.12%-741.9pp | 244.93%-251.7pp |
| Employer contribution / active EE | $755 | $1,614-53.2% | $5,298-85.7% | $2,078-63.7% |
| Participant deferral / active EE | $1,591 | $2,068-23.1% | $5,081-68.7% | $3,356-52.6% |
| Admin fee / account holder | $313 | $102+208.2% | $13,411-97.7% | $115+171.9% |